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Showing 31-60 of 88 jobs
Director of Product Risk Comprehensive Recruiting Outstanding compensation and benefit pla... USA-NY-New York City 24 May 12

The Product Director oversees and resolves issues relating to market risk exposures. This includes managing wo...

VP - Investment Adviser Testing & Monitoring The Forum Group Base salary, bonus and benefits. USA-NY-New York City 24 May 12

Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...

Compliance Branch Manager The Forum Group Base plus bonus USA-NY-New York City 24 May 12

Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...

Compliance Officer - Corporate Finance The Forum Group Base salary, bonus and benefits USA-NY-New York City 24 May 12

Providing real-time support to Corporate Finance businesses, primarily Investment Banking Coverage and Advisor...

VP Financial Crime AML Testing The Forum Group Base salary, bonus and benefits. USA-NY-New York City 24 May 12

Responsible for assessing and helping ensure the sufficiency and consistency of franchise-wide financial crime...

Chief Compliance Officer The Forum Group Base salary, bonus and benefits USA-NY-New York City 24 May 12

This position reports directly to the Director, U.S. of GM Equities Advisory. Local reporting is to the Direc...

VP Compliance Policies and Procedures The Forum Group Base plus bonus USA-NY-New York City 24 May 12

This position is an opportunity to join the policies and procedures group. The policies and procedures group ...

Regulatory Reporting Senior Specialist The Forum Group Base salary, bonus and benefits. USA-NY-New York City 24 May 12

The Analyst is responsible for preparing regulatory filings and written summaries of high risk events, produci...

AVP Compliance Risk Review The Forum Group Base salary, bonus and benefits USA-NY-New York City 24 May 12

Our client, a global investment bank seeks to add staff to their Compliance Risk Review team.

Director Legal Counsel - Investor Solutions & Equity Derivatives Sales Scotiabank Competitive, based on experience USA-NY-New York City 24 May 12

Serve as a member of the Scotiabank's U.S. Legal & Compliance Department supporting Global Banking and Market'...

Senior Vice President - Legal Moody's Corporation Annual USA-NY-New York City 24 May 12

ResponsibilitiesThe SVP, for the Commercial Group ("CG") will join our New York office, working with the team ...

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 24 May 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Director Regulatory Reporting Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 24 May 12

Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.

Inquiries Group Assistant Manager Morgan Stanley not disclosed USA-NY-New York City 24 May 12

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Attorney for Corporate Treasury and Disclosure Morgan Stanley not disclosed USA-NY-New York City 24 May 12

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Director Market Surveillance CME Group not disclosed USA-NY-New York City 24 May 12

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Compliance Testing Vice President Morgan Stanley not disclosed USA-NY-New York City 23 May 12

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Compliance Officer Green Key Resources $90,000 - $140,000 USA-NY-New York City 23 May 12

Client is seeking candidates for a Compliance Officer role in New York, NY.

Compliance Attorney Robert Half Financial Service Group Up 150K USA-NY-New York City 23 May 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Commodities & Futures Compliance Officer Robert Half Financial Service DOE USA-NY-New York City 23 May 12

Robert Half Financial Services works with some of the most prestigious companies in the Financial Services sec...

Compliance Manager Robert Half Financial Service Group 125K USA-NY-New York City 23 May 12

Robert Half Financial Services specializes in the placement of professionals with top companies in the market....

Project Manager (AVP) Nevis Recruiting Depending on experience USA-NY-New York City 23 May 12

Leading project management and business analysis activities relating to Derivatives & Stress Testing Implemen...

Banking Compliance Officer The Forum Group base plus bonus USA-NY-New York City 23 May 12

Seeking a compliance officer that can join a global firm to proivde regulatory advice and services to the busi...

Manager-Financial Controls Integrated Management Resources Open USA-NY-New York City 23 May 12

Major Firm located in New York City is seeking a Manager to oversee SOX/MAR compliance activities for accounti...

Inquiries Group Analyst Morgan Stanley not disclosed USA-NY-New York City 23 May 12

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AML Investigations Manager Morgan Stanley not disclosed USA-NY-New York City 22 May 12

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SOX Compliance & Indepedence Manager BlackRock not disclosed USA-NY-New York City 22 May 12

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Junior Product Consultant Not Disclosed $35,000 - $40,000 USA-NY-New York City 22 May 12

We are a global provider of specialised software solutions that improve the management of collateralised tradi...

Head of Registration Credit Suisse N/A USA-NY-New York City 22 May 12

ROLE SUMMARY: Our General Counsel team is looking for a Head of US Registrations in New York and will rep...

VP Negotiator Credit Suisse . USA-NY-New York City 22 May 12

Our General Counsel division is seeking a Negotiator in the Investment Bank's New York office.

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