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Managing Director, Global Chief Compliance Officer CME Group not disclosed USA-IL-Chicago 05 Feb 12

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Compliance Officer, Standard & Poor's Standard & Poor`s not disclosed USA-NY-New York City 05 Feb 12

Standard & Poor's is seeking a senior compliance officer to conduct examinations and audits. This position...

Compliance Officer (Trade Monitoring) Newedge not disclosed USA-IL-Chicago 03 Feb 12

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Compliance Branch Manager The Forum Group Base plus bonus USA-NY-New York City 03 Feb 12

Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...

Copy of Compliance Analysts Personified TBD USA-TX-Dallas 03 Feb 12

Compliance Analysts I/II in Dallas, TX - Hiring Event in Dallas on February 22nd, 2012. These are direct hi...

Compliance Analysts Personified TBD USA-TX-Dallas 03 Feb 12

Compliance Analysts I/II in Dallas, TX - Hiring Event in Dallas on February 22nd, 2012. These are direct hi...

Senior Portfolio Compliance Analyst – Global Fixed Income Brandywine Global Investment Management Low Quartile: $76,000 Median Quartile: $... USA-PA-Philadelphia 03 Feb 12

The Senior Portfolio Compliance Analyst will report to the Manager of Portfolio Compliance and will support th...

Portfolio Compliance Analyst Brandywine Global Investment Management Low Quartile: $58,000 Median Quartile: $... USA-PA-Philadelphia 03 Feb 12

The Portfolio Compliance Analyst will report to the Manager of Portfolio Compliance and will support the goals...

Compliance Manager Highland Capital Management, L.P. Competitive USA-TX-Plano 03 Feb 12

Highland is looking for a motivated Compliance Manager. He/She will be responsible for assisting the Chief Com...

Compliance Associate Highland Capital Management, L.P. Competitive USA-TX-Dallas 03 Feb 12

Highland Capital has an immediate opening for a bright, hard-working individual to work in compliance within t...

Sr. Counsel - Fund Securities MFS Investment Management Competitive USA-MA-Boston 03 Feb 12

Provides legal counsel, planning and services to MFS, its subsidiaries and its fund complexes. Provides advice...

Dodd-Frank Consultant Green Key Resources Commensurate on experience USA-CT-Stamford 02 Feb 12

Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.

Compliance Officer Green Key Resources Commensurate on experience USA-CT-Stamford 02 Feb 12

Our client, a top investment bank in Stamford seeks a compliance professional who has worked with the FCPA (Fo...

Commodity Futures Trading Compliance Officer Ashton Lane Group, Inc Excellent Base & Bonus USA-MN-Minneapolis 02 Feb 12

Senior position leading the commodity trading compliance for a multinational company

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 02 Feb 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Senior Risk Manager - OTC Derivatives Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 02 Feb 12

Manage regulatory capital and margin requirement risk programs within financial services

Director Regulatory Reporting Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 02 Feb 12

Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.

Compliance Manager Westwood Partners LLC base plus bonus USA-NY-New York City 02 Feb 12

Our client, a major financial services institution, is looking for a Compliance Manager with strong fixed inco...

Equities Trading Compliance Officer Robert Walters Associates Inc Competitive Compensation USA-NY-New York City 02 Feb 12

Our client is a top-performing, established and successful quant hedge fund with over $5 billion in assets und...

Investment Advisor Compliance Officer Robert Walters Associates Inc Competitive Compensation USA-NY-New York City 02 Feb 12

Our client is a top-performing, established and successful quant hedge fund with over $7 billion in assets und...

Compliance Associate Robert Walters Associates Inc Competitive USA-NY-New York City 02 Feb 12

Asset management firm in NYC seeks a Compliance Associate. The firm is a leading sponsor of Exchange Traded F...

Vice-President, Enterprise Risk Management Robert Half Financial Services Group $180,000.00 to $225,000.00 Canada-ON-Toronto 02 Feb 12

Great opportunity for a senior risk professional with proven leadership experience to join one of Canada's Bes...

Director of Compliance Robert Half Financial Services Group $130,000.00 to $150,000.00 Canada-ON-Toronto 02 Feb 12

An exceptional high profile opportunity is now available in Toronto for senior compliance professional with pr...

AVP, Corporate Security & Investigations Robert Half Financial Services Group $115,000.00 to $130,000.00 Canada-ON-Toronto 02 Feb 12

Renowned financial institute based in Toronto is actively looking for an Executive Investigations professional...

Manager, Compliance Robert Half Financial Services Group $75,000.00 to $85,000.00 Canada-ON-Toronto 02 Feb 12

Investment fund company based in Toronto is actively looking for an experienced compliance professional to tak...

IIROC Compliance Policies & Procedures Champion Robert Half Financial Services Group $50.00 to $60.00 CDN / Hour Canada-ON-Toronto 02 Feb 12

Looking for an established IIROC Compliance professional with experience specific to the responsibility for th...

Recruiting Manager - Financial Services Group Robert Half Financial Services Group Base + Bonus USA-IL-Chicago 02 Feb 12

Recruiting Manager position in our Financial Services Group at Robert Half International. Excellent earning po...

Compliance Officer- Capital Markets Robert Half Financial Service Group DOE USA-IL-Chicago 02 Feb 12

Capital Markets team is hiring for a Compliance Officer for their Fixed Income Trading Products area. This is...

Operational Due Diligence- Leading Hedge Fund Robert Half Financial Service Group DOE USA-IL-Chicago 02 Feb 12

Leading hedge fund investor with international offices is hiring an Investment Operations Associate within the...

Lending/AML Officer Robert Half Financial Service Group 75-100K USA-NY-New York City 02 Feb 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

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