| Director of Product Risk | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 24 May 12 |
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The Product Director oversees and resolves issues relating to market risk exposures. This includes managing wo...
| LEGAL - Legal Secretary - Contract | Deutsche Bank not disclosed | Australia-Sydney | 24 May 12 |
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See job description below
| Hong Kong - Associate Director, AML/CTF Compliance - Regional Role | Macquarie Information not provided | Hong Kong SAR | 24 May 12 |
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We are currently seeking a highly experienced, regional director level candidate in Anti-Money Laundering to m...
| Investment Restriction & Guidance Team - thinkFolio Coding | Ashmore Group Competitive base + bonus | UK-London | 24 May 12 |
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Ashmore Group is one of the world's leading investment managers, focusing on investment themes dedicated to em...
| IT Audit | JB Technologies TBD | USA-NY-Ramapo | 24 May 12 |
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IT Audit Consult to Possible Perm
| Market Monitoring | Citifocus £Attractive Package | UK-London | 24 May 12 |
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High calibre individual with significant financial markets experience, which will include in-depth knowledge o...
| Funds Compliance - Trading Floor based | Correlate Search Negotiable | UK-London | 24 May 12 |
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If you have strong generalist funds / asset management experience including good exposure to structured produc...
| Investment Banking - Desk Reviews AVP | Correlate Search Negotiable | UK-London | 24 May 12 |
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To perform compliance / regulatory risk based testing and reviews across European trading desks and wholesale ...
| Senior Compliance / Regulatory Lawyer | Correlate Search Negotiable | UK-London | 24 May 12 |
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This senior role focuses on regulatory change, principally Euro focused but with a Global dimension and offers...
| Intellectual Property Knowledge Lawyer | TFPL competitive | UK-London | 24 May 12 |
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Job Description
| Commodities Financial Controller. Based in London | Marlin Selection Excellent + Benefits | UK-London | 24 May 12 |
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World renowned Investment Bank is expanding their business, rewarding the chosen candidate with a highly varie...
| Compliance officer - Front Office Derivatives | Real Global Markets £55,000 - £75,000 | UK-London | 24 May 12 |
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A highly regarded investment bank are seeking a compliance officer for their commodities and derivatives front...
| VP - Investment Adviser Testing & Monitoring | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 24 May 12 |
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Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...
| VP, Administrative Manager | The Forum Group Base salary, bonus and benefits. | USA-CT-Stamford | 24 May 12 |
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The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...
| Compliance Branch Manager | The Forum Group Base plus bonus | USA-NY-New York City | 24 May 12 |
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Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...
| Compliance Officer - Corporate Finance | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 24 May 12 |
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Providing real-time support to Corporate Finance businesses, primarily Investment Banking Coverage and Advisor...
| VP Financial Crime AML Testing | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 24 May 12 |
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Responsible for assessing and helping ensure the sufficiency and consistency of franchise-wide financial crime...
| Chief Compliance Officer | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 24 May 12 |
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This position reports directly to the Director, U.S. of GM Equities Advisory. Local reporting is to the Direc...
| VP Compliance Policies and Procedures | The Forum Group Base plus bonus | USA-NY-New York City | 24 May 12 |
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This position is an opportunity to join the policies and procedures group. The policies and procedures group ...
| Regulatory Reporting Senior Specialist | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 24 May 12 |
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The Analyst is responsible for preparing regulatory filings and written summaries of high risk events, produci...
| AVP Compliance Risk Review | The Forum Group Base salary, bonus and benefits | USA-NY-New York City | 24 May 12 |
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Our client, a global investment bank seeks to add staff to their Compliance Risk Review team.
| Contrôleur interne trilingue néerlandais / anglais / français | FED Finance Fixe + variable | France-Paris | 24 May 12 |
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Fed Finance, cabinet entièrement dédié aux recrutements temporaires et permanents des métiers de la finance, r...
| Regulatory Business Analyst | Barclay Meade £70000 per annum + benefits | UK-London | 24 May 12 |
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Our client is a leading provider of collateral management and regulatory compliance software solutions to bank...
| Sales Person | Barclay Meade £60000 - £70000 per annum + Benefits | UK-London | 24 May 12 |
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My client is a renowned software provider, specialising in Regulatory Compliance and Collateral Management sof...
| Compliance VP - Derivatives | Real Global Markets £60 - £95,000 | UK-London | 24 May 12 |
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An elite investment bank are seeking a compliance advisor for their derivative business.
| Legal Assistant | Swisslinx AG Very competitive | Switzerland-Zurich | 24 May 12 |
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A challenging opportunity has arisen for a Legal Assistant to join the Legal and Compliance team of a very wel...
| Senior Compliance/Legal Manager: Boutique Multi Family Office: London | Selby Jennings Wealth Team £ Highly Competitive | UK-London | 24 May 12 |
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My client is a boutique Multi Family Office dedicated to the service provision of UHNW clients and small insti...
| Compliance HK, APAC Investment Banking, Research & Private Equity Compliance, Manager / Director | Morgan Stanley not disclosed | Hong Kong SAR | 24 May 12 |
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See job description below
| Legal Counsel -- Structured Products | Citi not disclosed | UK | 24 May 12 |
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See job description below
| Director Legal Counsel - Investor Solutions & Equity Derivatives Sales | Scotiabank Competitive, based on experience | USA-NY-New York City | 24 May 12 |
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Serve as a member of the Scotiabank's U.S. Legal & Compliance Department supporting Global Banking and Market'...