Financial careers and USA Compliance / Regulatory jobs in Compliance / Legal. Browse available job offers and apply online

Job search
Search Advanced
Post your resume
Showing 1-30 of 72 jobs
Sr Retail Compliance Manager - Deposit & Online Not Disclosed Competitive Based on Experience USA-CA-Hayward 11 May 12

This senior compliance role will be responsible for ensuring that policies and procedures for Deposit Products...

Senior Marketing Compliance Officer Bank of the West Competitive USA-CA-Hayward 11 May 12

The Senior Marketing Compliance Officer is primarily responsible for ensuring that marketing materials comply ...

Senior Associate - Compliance Wilshire Associates, Inc. Competitive Salary plus Bonus Opportunit... USA-CA-Los Angeles 18 May 12

Wilshire Associates is looking to hire a Senior Associate who will be involved with a broad range of Complianc...

Compliance Specialist Investment Placement Group (IPG) Competitive USA-CA-San Diego 21 May 12

Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...

BI Lead/ Lead MSBI Synechron Inc DOE USA-CT-Hartford 21 May 12

Synechron, Inc. is seeking a Senior ETL Technical Lead. The selected candidate will be part of a global team w...

Data Warehouse Designer Synechron Inc DOE USA-CT-Hartford 21 May 12

Synechron, Inc. is seeking a Senior Data Warehouse Designer / SQL Server DBA. The selected candidate will lead...

Vice President-SOX Compliance Integrated Management Resources Open USA-CT-Norwalk 23 May 12

Major Insurance Company is seeking a Vice President to support SOX Compliance.

Associate, Compliance (Asset Management) Not Disclosed Highly competitive (base + lucrative bon... USA-CT-Stamford 22 May 12

Seeking a motivated individual with compliance experience (1 – 4 years experience "max"). Knowledge of the Inv...

Energy Commodities Compliance Manager Robert Walters Associates Inc Competitive USA-CT-Stamford 22 May 12

Our client, a large diversified commodities trading firm, is seeking an Energy Commodities Compliance Manager ...

VP, Administrative Manager The Forum Group Base salary, bonus and benefits. USA-CT-Stamford 21 May 12

The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...

Dodd-Frank Consultant Green Key Resources Commensurate on experience USA-CT-Stamford 07 May 12

Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.

Director, Credit Risk Not Disclosed $175k base salary, plus substantial annu... USA-DC-Washington/Metro 22 May 12

Lead the expansion, development, and implementation of a cutting edge Credit Risk platform. Oversight of Mode...

Performance Analyst Robert Half Financial Service Group DOE USA-IL-Chicago 23 May 12

Performance / Operations Analyst

High Frequency, Prop Trading COMPLIANCE Analyst Chicago US$100000 - US$150000 per annum USA-IL-Chicago 18 May 12

-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...

Operations Analyst Blue Fire Capital Competitve USA-IL-Chicago 04 May 12

See Job Description Below

Dodd-Frank BA TwoFour Systems $90/hr USA-MA-Boston 16 May 12

Our client needs to validate changes to workflows for FX & Collateral businesses in light of clearing trades i...

CRA Officer Hudson City Savings Bank Based on experience USA-NJ-Hackensack 21 May 12

Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...

!st VP, Mortgage Servicing Select Group, Inc. Base + bonus+ share allocation+ benefits USA-NJ-Hackensack 09 May 12

Regional Bank with HQ in New Jersey is looking for a Head of Mortgage Servicing to spearhead their enterprise...

MSSB Compliance Project Manager Morgan Stanley not disclosed USA-NJ-Jersey City 22 May 12

See job description below

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 24 May 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Director Regulatory Reporting Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 24 May 12

Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.

Inquiries Group Assistant Manager Morgan Stanley not disclosed USA-NY-New York City 24 May 12

See job description below

Attorney for Corporate Treasury and Disclosure Morgan Stanley not disclosed USA-NY-New York City 24 May 12

See job description below

Director Market Surveillance CME Group not disclosed USA-NY-New York City 24 May 12

See job description below

Compliance Testing Vice President Morgan Stanley not disclosed USA-NY-New York City 23 May 12

See job description below

Compliance Officer Green Key Resources $90,000 - $140,000 USA-NY-New York City 23 May 12

Client is seeking candidates for a Compliance Officer role in New York, NY.

Compliance Attorney Robert Half Financial Service Group Up 150K USA-NY-New York City 23 May 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Commodities & Futures Compliance Officer Robert Half Financial Service DOE USA-NY-New York City 23 May 12

Robert Half Financial Services works with some of the most prestigious companies in the Financial Services sec...

Compliance Manager Robert Half Financial Service Group 125K USA-NY-New York City 23 May 12

Robert Half Financial Services specializes in the placement of professionals with top companies in the market....

Project Manager (AVP) Nevis Recruiting Depending on experience USA-NY-New York City 23 May 12

Leading project management and business analysis activities relating to Derivatives & Stress Testing Implemen...

Create an email update for the latest jobs matching this search Compliance / Legal, Compliance / Regulatory, USA
Create email alert

Site Information

eFinancialCareers is a Dice Holdings, Inc. company. Dice Holdings, Inc. is a publicly traded company listed on the New York Stock Exchange (Ticker: DHX)