Stamford Compliance / Regulatory jobs, careers in finance and banking jobs in USA with the Compliance / Legal sector

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Associate, Compliance (Asset Management) Not Disclosed Highly competitive (base + lucrative bon... USA-CT-Stamford 22 May 12

Seeking a motivated individual with compliance experience (1 – 4 years experience "max"). Knowledge of the Inv...

Energy Commodities Compliance Manager Robert Walters Associates Inc Competitive USA-CT-Stamford 22 May 12

Our client, a large diversified commodities trading firm, is seeking an Energy Commodities Compliance Manager ...

VP, Administrative Manager The Forum Group Base salary, bonus and benefits. USA-CT-Stamford 21 May 12

The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...

Dodd-Frank Consultant Green Key Resources Commensurate on experience USA-CT-Stamford 07 May 12

Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 24 May 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Director Regulatory Reporting Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 24 May 12

Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.

Inquiries Group Assistant Manager Morgan Stanley not disclosed USA-NY-New York City 24 May 12

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Attorney for Corporate Treasury and Disclosure Morgan Stanley not disclosed USA-NY-New York City 24 May 12

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Director Market Surveillance CME Group not disclosed USA-NY-New York City 24 May 12

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Compliance Testing Vice President Morgan Stanley not disclosed USA-NY-New York City 23 May 12

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Compliance Officer Green Key Resources $90,000 - $140,000 USA-NY-New York City 23 May 12

Client is seeking candidates for a Compliance Officer role in New York, NY.

Compliance Attorney Robert Half Financial Service Group Up 150K USA-NY-New York City 23 May 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Commodities & Futures Compliance Officer Robert Half Financial Service DOE USA-NY-New York City 23 May 12

Robert Half Financial Services works with some of the most prestigious companies in the Financial Services sec...

Compliance Manager Robert Half Financial Service Group 125K USA-NY-New York City 23 May 12

Robert Half Financial Services specializes in the placement of professionals with top companies in the market....

Project Manager (AVP) Nevis Recruiting Depending on experience USA-NY-New York City 23 May 12

Leading project management and business analysis activities relating to Derivatives & Stress Testing Implemen...

Banking Compliance Officer The Forum Group base plus bonus USA-NY-New York City 23 May 12

Seeking a compliance officer that can join a global firm to proivde regulatory advice and services to the busi...

Vice President-SOX Compliance Integrated Management Resources Open USA-CT-Norwalk 23 May 12

Major Insurance Company is seeking a Vice President to support SOX Compliance.

Manager-Financial Controls Integrated Management Resources Open USA-NY-New York City 23 May 12

Major Firm located in New York City is seeking a Manager to oversee SOX/MAR compliance activities for accounti...

Inquiries Group Analyst Morgan Stanley not disclosed USA-NY-New York City 23 May 12

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MSSB Compliance Project Manager Morgan Stanley not disclosed USA-NJ-Jersey City 22 May 12

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AML Investigations Manager Morgan Stanley not disclosed USA-NY-New York City 22 May 12

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Junior Product Consultant Not Disclosed $35,000 - $40,000 USA-NY-New York City 22 May 12

We are a global provider of specialised software solutions that improve the management of collateralised tradi...

Head of Registration Credit Suisse N/A USA-NY-New York City 22 May 12

ROLE SUMMARY: Our General Counsel team is looking for a Head of US Registrations in New York and will rep...

Governance Specialist Deutsche Bank USD USA-NY-New York City 22 May 12

Candidate should have excellent interpersonal and project management skills to work directly for Governance Di...

Regulatory Reporting Controller/Vice President Deutsche Bank Competitive USA-NY-New York City 22 May 12

Deutsche Bank "Best Global Investment Bank 2010" A Passion to Perform. It's what drives us. More than a cl...

Assistant Controller - Broker Dealer The Bachrach Group, Ltd commensurate w/ experience USA-NY-New York City 22 May 12

Our client is highly reputable top tier International Investment Bank currently seeking an Assistant Controlle...

Compliance Director JCW $150,000 - $250,000 Basic + Bonus USA-NY-New York City 21 May 12

International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...

CRA Officer Hudson City Savings Bank Based on experience USA-NJ-Hackensack 21 May 12

Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...

Vice President AIG NA USA-NY-New York City 21 May 12

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Attorney - Top Asset Manager Not Disclosed Strong USA-NY-New York City 21 May 12

We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...

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